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Four Principles for Mindful Transformation

No matter the ups and downs we all face, Buddhism teacher and author Jack Kornfield says we can all find inner peace and wisdom in our lives as they are right now. One such way is mindfulness, which Jack says "lets experience be the teacher." In this excerpt of his book, Bringing Home the Dharma, Jack explains four ways to work through anything life puts in your path.


Learning takes place only in a mind that is innocent and vulnerable.
—Krishna Murti

RAIN is a useful acronym for the four key principles of mindful transformation of difficulties. RAIN stands for Recognition, Acceptance, Investigation, and Nonidentification. A line from Zen poetry reminds us, “the rain falls equally on all things.” Like the nourishment of outer rain, the inner principles of RAIN can be applied to all our experience, and can transform our difficulties.

Recognition
Recognition is the first step of mindfulness. When we feel stuck, we must begin with a willingness to see what is so. It is as if someone asks us gently, “What is happening now?” Do we rely brusquely, “Nothing”? Or do we pause and acknowledge the reality of our experience, here and now? With recognition we step out of denial. Denial undermines our freedom. The diabetic who denies his body is sick and ignores its needs is not free. Neither is the driven, stressed-out executive who denies the cost of her lifestyle, or the self-critical would-be painter who denies his love of making art. The society that denies its poverty and injustice has lost a part of its freedom as well. If we deny our dissatisfaction, our anger, our pain, our ambition, we will suffer. If we deny our values, our beliefs, our longings, or our goodness, we will suffer.

“The emergence and blossoming of understanding, love, and intelligence has nothing to do with any outer tradition,” observes Zen teacher Toni Packer. “It happens completely on its own when a human being questions, wonders, listens, and looks without getting stuck in fear. When self-concern is quiet, in abeyance, heaven and earth are open.”

With recognition our awareness becomes like the dignified host. We name and inwardly bow to our experience: “Ah, sorrow. Now excitement. Hmm, yes, conflict; and yes, tension. Oh, now pain, yes and now, ah, the judging mind.” Recognition moves us from delusion and ignorance toward freedom. “We can light a lamp in the darkness,” says the Buddha. We can see what is so.

Four Principles for Mindful Transformation

Woman sitting outside
No matter the ups and downs we all face, Buddhism teacher and author Jack Kornfield says we can all find inner peace and wisdom in our lives as they are right now. One such way is mindfulness, which Jack says "lets experience be the teacher." In this excerpt of his book, Bringing Home the Dharma, Jack explains four ways to work through anything life puts in your path.


Learning takes place only in a mind that is innocent and vulnerable.
—Krishna Murti

RAIN is a useful acronym for the four key principles of mindful transformation of difficulties. RAIN stands for Recognition, Acceptance, Investigation, and Nonidentification. A line from Zen poetry reminds us, “the rain falls equally on all things.” Like the nourishment of outer rain, the inner principles of RAIN can be applied to all our experience, and can transform our difficulties.

Recognition
Recognition is the first step of mindfulness. When we feel stuck, we must begin with a willingness to see what is so. It is as if someone asks us gently, “What is happening now?” Do we rely brusquely, “Nothing”? Or do we pause and acknowledge the reality of our experience, here and now? With recognition we step out of denial. Denial undermines our freedom. The diabetic who denies his body is sick and ignores its needs is not free. Neither is the driven, stressed-out executive who denies the cost of her lifestyle, or the self-critical would-be painter who denies his love of making art. The society that denies its poverty and injustice has lost a part of its freedom as well. If we deny our dissatisfaction, our anger, our pain, our ambition, we will suffer. If we deny our values, our beliefs, our longings, or our goodness, we will suffer.

“The emergence and blossoming of understanding, love, and intelligence has nothing to do with any outer tradition,” observes Zen teacher Toni Packer. “It happens completely on its own when a human being questions, wonders, listens, and looks without getting stuck in fear. When self-concern is quiet, in abeyance, heaven and earth are open.”

With recognition our awareness becomes like the dignified host. We name and inwardly bow to our experience: “Ah, sorrow. Now excitement. Hmm, yes, conflict; and yes, tension. Oh, now pain, yes and now, ah, the judging mind.” Recognition moves us from delusion and ignorance toward freedom. “We can light a lamp in the darkness,” says the Buddha. We can see what is so.

Acceptance
The next step of RAIN is acceptance. Acceptance allows us to relax and open to the facts before us. It is necessary because with recognition there can come a subtle aversion, a resistance, a wish it weren’t so. Acceptance does not mean that we cannot work to improve things. But just now, this is what is so. In Zen they say, “If you understand, things are just are they are. And if you don’t understand, things are still just as they are.”

Acceptance is not passivity. It is a courageous step in the process of transformation. “Trouble? Life is trouble. Only death is nice,” Zorba the Greek declares. “To live is to roll up your sleeves and embrace trouble.” Acceptance is a willing movement of the heart to include whatever is before it. In individual transformation we have to acknowledge the reality of our own suffering. For social transformation we have to start with the reality of collective suffering, of injustice, racism, greed, and hate. We can transform the world just as we learn to transform ourselves. As Carl Jung comments, “Perhaps I myself am the enemy who must be loved.”

With acceptance and respect, problems that seem intractable often become workable. A man began to give large doses of cod liver oil to his Doberman because he had been told that the stuff was good for dogs. Each day he would hold the head of the protesting dog between his knees, forces its jaws open, and pour the liquid down its throat. One day the dog broke loose and the fish oil spilled on the floor. Then, to the man’s great surprise, the dog returned to lick the puddle. That is when the man discovered that what the dog had been fighting was not the oil but his lack of respect in administering it. With acceptance and respect, surprising transformations can occur.

Investigation
Recognition and acceptance lead to the third step of RAIN, investigation. Zen master Thich Nhat Hanh calls this “seeing deeply.” In recognition and acceptance we recognize our dilemma and accept the truth of the whole situation. Now we must investigate more fully. Buddhism teaches that whenever we are stuck, it is because we have not looked deeply enough into the nature of the experience.

Buddhist practice systematically directs our investigation to four areas that are critical for understanding and freedom. These are called the four foundations of mindfulness—body, feelings, mind, and dharma—the underlying principles of experience.

Here is how we can apply them when working with a difficult experience. Staring with investigation in the body, we mindfully locate where our difficulties are held. Sometimes we find sensations of heat, contraction, hardness, or vibration. Sometimes we notice throbbing, numbness, a certain shape or color. We can investigate whether we are meeting this are with resistance or with mindfulness. We notice what happens as we hold these sensations with mindfulness and kindness. Do they open? Are there other layers? Is there a center? Do they intensify, move, expand, change, repeat, dissolve or transform?

In the second foundation of mindfulness, we can investigate what feelings are part of this difficulty. Is the primary feeling tone pleasant, unpleasant, or neutral? Are we meeting this feeling with mindfulness? And what are the secondary feelings associated with it? Often we discover a constellation of feelings.

A man remembering his divorce may feel sadness, anger, jealousy, loss, fear, and loneliness. A woman who was unable to help her addicted nephew can feel longing, aversion, guilt, desire, emptiness, and unworthiness. With mindfulness, each feeling is recognized and accepted. We investigate how each emotion feels, whether it is pleasant or painful, contracted or relaxed, tense or sad. We notice where we feel the emotion in our body and what happens to it as it is held in mindfulness.

Next comes the mind. What thoughts and images are associated with this difficulty? What stories, judgments, and beliefs are we holding? When we look more closely, we often discover that many of them are one-sided, fixed points of view or outmoded, habitual perspectives. When we see that they are only stories, they loosen their hold on us. We cling less to them.

The fourth foundation to investigate is called mindfulness of the dharma. Dharma is an important and multifaceted word that can mean “the teachings and the path of Buddhism.” It can also mean “the truth, the elements and patterns that make up experience.” In mindfulness of the dharma we look into the principles and laws that are operating. We can notice if an experience is actually as solid as it appears. Is it unchanging or is it impermanent, moving, shifting, re-creating itself? We notice if the difficulty expands or contracts the space in our mind, if it is in our control or if it has its own life. We notice if it is self-constructed. We investigate whether we are clinging to it, struggling with it, or simply letting it be. We see whether our relationship to it is a source of suffering or happiness. And finally, we notice how much we identify with it. This leads us to the last step of RAIN, nonidentification.

Nonidentification
In nonidentification we stop taking the experience as “mine” or part of “me.” We see how identification creates dependence, anxiety, and inauthenticity. In practicing nonidentification, we inquire of every state, experience, and story, is this who I really am? We see the tentativeness of this identity. Instead of identification with this difficulty, we let go and rest in awareness itself. This is the culmination of releasing difficulty through RAIN.

One Buddhist practitioner, David, identified himself as a failure. His life had many disappointments, and after a few years of Buddhist practice, he was disappointed by his meditation too. He became calmer but that was all. He was still plagued by unrelenting critical thoughts and self-judgments, leftovers from a harsh and painful past. He identified with these thoughts and his wounded history. Even the practice of compassion for himself brought little relief.

Then, during a ten-day mindfulness retreat, he was inspired by the teachings on nonidentification. He was touched by the stories of those who faced their demons and freed themselves. He remembered the account of the Buddha, who on the night of his enlightenment faced the armies and temptations of Mara, a powerful demon of Buddhist folklore who personifies our difficulties and obstacles on the path. David decided to stay up all night and directly face his own demons. For many hours, he tried to be mindful of his breath and body.

In between sittings, he took periods of walking meditation. At each sitting, he was washed over by familiar waves of sleepiness, body pains, and critical thoughts. Then he began to notice that each changing experience was met by one common element, awareness itself. In the middle of the night, he had an “aha” moment. He realized that awareness was not affected by any of these experiences, that it was open and untouched, like space itself. All his struggles, the painful feelings and thoughts, came and went without the slightest disturbance to awareness itself.

Awareness became his refuge. David decided to test his realization. The meditation hall was empty so he rolled on the floor. Awareness just noticed. He stood up, shouted, laughed, made funny animal noises. Awareness just noticed. He ran around the room, he lay down quietly, he went outside to the edge of the forest, he picked up a stone and threw it, jumped up and down, laughed, came back and sat. Awareness just noticed it all. Finding this, he felt free. He watched the sun rise softly over the hills. Then he went back to sleep for a time. And when he reawakened, his day was fully of joy. Even when his doubts came back, awareness just noticed. Like the rain, his awareness allowed all things equally.

It would be too rosy to end this story here. Later in the retreat David again fell into periods of doubt, self-judgement, and depression. But now, even in the middle of it, he could recognize that it was just doubt, just judgment, just depression. He could not take it fully as his identity anymore. Awareness noticed this too. And was silent, free.

Buddhism calls nonidentification the abode of awakening, the end of clinging, true peace, nirvana. Without identification we can live with care, yet we are no longer bound by the fears and illusions of the small sense of self. We see the secret beauty behind all that we meet. Mindfulness and fearless presence bring true protection. When we meet the world with recognition, acceptance, investigation, and nonidentification, we discovery that wherever we are, freedom is possible, just as the rain falls on and nurtures all things equally.

Excerpted from Bringing Home the Dharma: Awakening Right Where You Are by Jack Kornfield. Copyright (c) 2011 by Jack Kornfield. By permission of Shambhala Productions. Available wherever books are sold.

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